5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)/ /
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/ /
|
Name of Reporting Person
|
Date of Transaction
|
Amount of Securities
|
Price Per Share ($)
|
High River Limited Partnership
|
07/11/2019
|
404,010
|
5.16
|
High River Limited Partnership
|
07/12/2019
|
353,367
|
5.22
|
High River Limited Partnership
|
07/15/2019
|
276,609
|
5.25
|
High River Limited Partnership
|
07/16/2019
|
1,483,506
|
5.31
|
High River Limited Partnership
|
07/18/2019
|
70,000
|
5.53
|
High River Limited Partnership
|
07/19/2019
|
150,000
|
5.67
|
High River Limited Partnership
|
07/22/2019
|
571,861
|
5.82
|
High River Limited Partnership
|
07/23/2019
|
210,000
|
5.79
|
High River Limited Partnership
|
07/23/2019
|
112,342 (1)
|
5.80 (2)
|
High River Limited Partnership
|
07/24/2019
|
87,983 (1)
|
5.85 (2)
|
High River Limited Partnership
|
07/25/2019
|
228,986 (1)
|
5.77 (2)
|
High River Limited Partnership
|
07/26/2019
|
124,817 (1)
|
5.96 (2)
|
High River Limited Partnership
|
07/29/2019
|
474,015 (1)
|
5.95 (2)
|
High River Limited Partnership
|
07/30/2019
|
227,810 (1)
|
5.99 (2)
|
High River Limited Partnership
|
07/31/2019
|
440,014 (1)
|
6.05 (2)
|
High River Limited Partnership
|
08/01/2019
|
1,706,313 (1)
|
6.24 (2)
|
Icahn Partners LP
|
07/11/2019
|
945,384
|
5.16
|
Icahn Partners LP
|
07/12/2019
|
826,877
|
5.22
|
Icahn Partners LP
|
07/15/2019
|
647,266
|
5.25
|
Icahn Partners LP
|
07/16/2019
|
3,471,402
|
5.31
|
Icahn Partners LP
|
07/18/2019
|
163,800
|
5.53
|
Icahn Partners LP
|
07/19/2019
|
350,998
|
5.67
|
Icahn Partners LP
|
07/22/2019
|
1,338,156
|
5.82
|
Icahn Partners LP
|
07/23/2019
|
491,400
|
5.79
|
Icahn Partners LP
|
07/23/2019
|
262,879 (1)
|
5.80 (2)
|
Icahn Partners LP
|
07/24/2019
|
205,879 (1)
|
5.85 (2)
|
Icahn Partners LP
|
07/25/2019
|
535,827 (1)
|
5.77 (2)
|
Icahn Partners LP
|
07/26/2019
|
292,073 (1)
|
5.96 (2)
|
Icahn Partners LP
|
07/29/2019
|
1,109,193 (1)
|
5.95 (2)
|
Icahn Partners LP
|
07/30/2019
|
533,075 (1)
|
5.99 (2)
|
Icahn Partners LP
|
07/31/2019
|
1,029,633 (1)
|
6.05 (2)
|
Icahn Partners LP
|
08/01/2019
|
3,986,515 (1)
|
6.24 (2)
|
Icahn Partners Master Fund LP
|
07/11/2019
|
670,657
|
5.16
|
Icahn Partners Master Fund LP
|
07/12/2019
|
586,590
|
5.22
|
Icahn Partners Master Fund LP
|
07/15/2019
|
459,171
|
5.25
|
Icahn Partners Master Fund LP
|
07/16/2019
|
2,462,620
|
5.31
|
Icahn Partners Master Fund LP
|
07/18/2019
|
116,200
|
5.53
|
Icahn Partners Master Fund LP
|
07/19/2019
|
249,002
|
5.67
|
Icahn Partners Master Fund LP
|
07/22/2019
|
949,290
|
5.82
|
Icahn Partners Master Fund LP
|
07/23/2019
|
348,600
|
5.79
|
Icahn Partners Master Fund LP
|
07/23/2019
|
186,487 (1)
|
5.80 (2)
|
Icahn Partners Master Fund LP
|
07/24/2019
|
146,052 (1)
|
5.85 (2)
|
Icahn Partners Master Fund LP
|
07/25/2019
|
380,117 (1)
|
5.77 (2)
|
Icahn Partners Master Fund LP
|
07/26/2019
|
207,195 (1)
|
5.96 (2)
|
Icahn Partners Master Fund LP
|
07/29/2019
|
786,865 (1)
|
5.95 (2)
|
Icahn Partners Master Fund LP
|
07/30/2019
|
378,164 (1)
|
5.99 (2)
|
Icahn Partners Master Fund LP
|
07/31/2019
|
730,425 (1)
|
6.05 (2)
|
Icahn Partners Master Fund LP
|
08/01/2019
|
2,838,737 (1)
|
6.24 (2)
|
(1)
|
Represents Shares to be acquired pursuant to a forward contract. These forward contracts expire on July 22, 2021.
|
(2)
|
Represents a forward price of $5 per Share, plus the amount per Share the Reporting Person paid the counterparty to the forward contract upon entering into such forward contract. The forward
price is subject to adjustment to account for any dividends or other distributions declared by the Issuer. In addition, the Reporting Person paid a financing charge to the counterparty to such forward contract.
|
1
|
Joint Filing Agreement of the Reporting Persons.
|
Name
|
Position
|
Icahn Offshore LP
|
General Partner
|
Carl C. Icahn
|
Chief Executive Officer
|
Keith Cozza
|
Chief Operating Officer
|
Anthony Canova
|
Chief Financial Officer
|
Irene March
|
Executive Vice President; Chief Compliance Officer
|
Edward E. Mattner
|
Authorized Signatory
|
Gail Golden
|
Authorized Signatory
|
Name
|
Position
|
Icahn Onshore LP
|
General Partner
|
Carl C. Icahn
|
Chief Executive Officer
|
Keith Cozza
|
Chief Operating Officer
|
Anthony Canova
|
Chief Financial Officer
|
Irene March
|
Executive Vice President; Chief Compliance Officer
|
Edward E. Mattner
|
Authorized Signatory
|
Gail Golden
|
Authorized Signatory
|
Name
|
Position
|
Icahn Capital LP
|
General Partner
|
Carl C. Icahn
|
Chief Executive Officer
|
Keith Cozza
|
Chief Operating Officer
|
Anthony Canova
|
Chief Financial Officer
|
Irene March
|
Executive Vice President; Chief Compliance Officer
|
Edward E. Mattner
|
Authorized Signatory
|
Gail Golden
|
Authorized Signatory
|
Name
|
Position
|
IPH GP LLC
|
General Partner
|
Carl C. Icahn
|
Chief Executive Officer
|
Keith Cozza
|
Chief Operating Officer
|
Anthony Canova
|
Chief Financial Officer
|
Irene March
|
Executive Vice President; Chief Compliance Officer
|
Edward E. Mattner
|
Authorized Signatory
|
Gail Golden
|
Authorized Signatory
|
Name
|
Position
|
Icahn Enterprises Holdings L.P.
|
Sole Member
|
Carl C. Icahn
|
Chief Executive Officer
|
Keith Cozza
|
Chief Operating Officer
|
Anthony Canova
|
Chief Financial Officer
|
Irene March
|
Executive Vice President; Chief Compliance Officer
|
Edward E. Mattner
|
Authorized Signatory
|
Gail Golden
|
Authorized Signatory
|
Name
|
Position
|
Icahn Enterprises G.P. Inc.
|
General Partner
|
Name
|
Position
|
Carl C. Icahn
|
Chairman
|
William A. Leidesdorf
|
Director
|
Jack G. Wasserman
|
Director
|
Alvin B. Krongard
|
Director
|
Keith Cozza
|
Director; Chief Executive Officer
|
SungHwan Cho
|
Director; Chief Financial Officer
|
Michael Nevin
|
Director; Managing Director
|
Peter Reck
|
Principal Accounting Officer; Secretary
|
Craig Pettit
|
Vice President of Tax Administration
|
Name
|
Position
|
Carl C. Icahn
|
Chairman of the Board; President
|
Jordan Bleznick
|
Vice President/Taxes
|
Edward E. Mattner
|
Authorized Signatory
|
Keith Cozza
|
Secretary; Treasurer
|
Irene March
|
Vice President
|
Rowella Asuncion-Gumabong
|
Vice President
|
Name
|
Position
|
Hopper Investments LLC
|
General Partner
|
Name
|
Position
|
Barberry Corp
|
Member
|
Edward E. Mattner
|
Authorized Signatory
|
Irene March
|
Vice President; Authorized Signatory
|
Rowella Asuncion-Gumabong
|
Vice President
|
Anthony Canova
|
Authorized Signatory
|
Name
|
Position
|
Carl C. Icahn
|
Chairman of the Board; President
|
Gail Golden
|
Vice President; Authorized Signatory
|
Jordan Bleznick
|
Vice President/Taxes
|
Anthony Canova
|
Authorized Signatory
|
Irene March
|
Vice President; Authorized Signatory
|
Edward E. Mattner
|
Authorized Signatory
|
Keith Cozza
|
Secretary; Treasurer
|
Rowella Asuncion-Gumabong
|
Vice President
|